Canada: Proposed Changes To The UK's Listing Rules - Key Changes Explained - Stikeman Elliott LLP
In January of this year the U.K. securities regulator, the Financial Services Authority (the FSA), issued Consultation Paper CP12/2 proposing amendments to rules applied by it as the UK Listing Authority to companies listed or seeking listings on the UK’s regulated stock market (the Listing Rules).
amendments
authorities
canada
consultation
elliott llp
fsa
securities
services
stikeman
Found more than 1 month ago on channel
Mondaq
Canada: CSA Proposal Would Mandate OBSI Dispute Resolution For All Registered Dealers And Advisors - Stikeman Elliott LLP
The Canadian Securities Administrators today published for comment proposed amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and its companion policy that would require registered dealers and advisers outside Quebec to make the services of the Ombudsman for Banking Services and Investments available to clients to satisfy their obligations regarding offering independent dispute resolution or mediation services.
administrators
advisors
amendments
canada
canadian
comments
companion
csa
elliott llp
exemption
investment
mediation
obligations
obsi
ombudsman
policy
quebec
registrant
registration requirements
resolution
securities
service
services
stikeman
Found more than 1 month ago on channel
Mondaq
Canada: Securities Regulators Consider Regulation Of Proxy Advisory Firms - Stikeman Elliott LLP
The Canadian Securities Administrators today released a consultation paper considering concerns raised by market participants regarding the services provided by proxy advisory firms.
administrators
canada
canadian
consultation
elliott llp
regulations
securities
service
services
stikeman
Found more than 1 month ago on channel
Mondaq
Canada: UK Implements "Twin Peaks" Model Of Financial Regulation - Stikeman Elliott LLP
On April 1, the U.K. moved to a "twin peaks" model of financial regulation that saw the Financial Services Authority cease to exist.
authorities
canada
elliott llp
implement
regulations
service
services
stikeman
Found 1 month ago on channel
Mondaq
Canada: CSA Propose Amendments To Early Warning Reporting Regime To Enhance Disclosure - Stikeman Elliott LLP
The Canadian Securities Administrators have published for comment proposed amendments to the reporting threshold, triggers and related disclosure requirements under Canada’s early warning reporting regime intended to "provide greater transparency about significant holdings of issuers’ securities".
administrators
amendments
canada
canadian
comments
csa
elliott llp
enhance
requirements
securities
stikeman
transparency
Found 1 month ago on channel
Mondaq
Canada: Feed-in Tariff Contract Update - Stikeman Elliott LLP
The Ontario Power Authority has recently posted an amendment to the Feed-in Tariff Contract.
amendments
authorities
canada
elliott llp
feed-in
ontario
stikeman
update
Found 1 month ago on channel
Mondaq