United States: SEC's Division Of Trading And Markets Releases FAQs Regarding Rule 15a-6 And Foreign Broker-Dealers - Holland & Knight
Rule 15a-6 under the Securities Exchange Act of 1934 provides conditional exemptions from broker-dealer registration for foreign broker-dealers that engage in certain specified activities involving U.S. investors.
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faqs
holland
knight
registration
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securities
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united
Found 1 month ago on channel
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United States: Nurse’s Whistleblower Suit Thrown Out By Appellate Division - Day Pitney LLP
The New Jersey Appellate Division recently articulated important limitations on whistleblower lawsuits under the Conscientious Employee Protection Act (CEPA) when it overturned a jury award in favor of a nurse who claimed that her employer engaged in improper patient care.
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appellate
cepa
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limitations
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pitney
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united
Found 1 month ago on channel
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Canada: Getting the Deal Through: Dominance 2013 - Stikeman Elliott LLP
The Competition Act, RSC 1985, c C-34, a federal statute, is the primary legislation applicable to the behaviour of dominant firms.
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canada
competition
dominance
elliott llp
legislation
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stikeman
Found more than 1 month ago on channel
Mondaq
United States: Department Of Labor Issues Final Rule Amending FMLA Regulations In Accordance With 2010 Military Leave Amendments - Cozen O'Connor
On February 6, 2013, the Department of Labor (DOL), Wage and Hour Division, published a Final Rule amending the regulations for the Family and Medical Leave Act of 1993 (FMLA).
accordance
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amendments
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cozen
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dol
fmla
labor
regulations
states
united
Found more than 1 month ago on channel
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United States: SEC Issues Guidance On Broker-Dealer Registration Exemption In Title II If The JOBS Act - Andrews Kurth LLP
The staff of the Securities and Exchange Commission’s Division of Trading and Markets recently issued frequently asked questions providing guidance about the broker-dealer registration exemption.
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andrews
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exchange
exemption
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kurth llp
questions
registration
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securities
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united
Found more than 1 month ago on channel
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