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United States: SEC's Division Of Trading And Markets Releases FAQs Regarding Rule 15a-6 And Foreign Broker-Dealers - Holland & Knight

Rule 15a-6 under the Securities Exchange Act of 1934 provides conditional exemptions from broker-dealer registration for foreign broker-dealers that engage in certain specified activities involving U.S. investors.        

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Found 1 month ago on channel Mondaq

United States: Nurse’s Whistleblower Suit Thrown Out By Appellate Division - Day Pitney LLP

The New Jersey Appellate Division recently articulated important limitations on whistleblower lawsuits under the Conscientious Employee Protection Act (CEPA) when it overturned a jury award in favor of a nurse who claimed that her employer engaged in improper patient care.        

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Found 1 month ago on channel Mondaq

Canada: Getting the Deal Through: Dominance 2013 - Stikeman Elliott LLP

The Competition Act, RSC 1985, c C-34, a federal statute, is the primary legislation applicable to the behaviour of dominant firms.

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Found more than 1 month ago on channel Mondaq

United States: Department Of Labor Issues Final Rule Amending FMLA Regulations In Accordance With 2010 Military Leave Amendments - Cozen O'Connor

On February 6, 2013, the Department of Labor (DOL), Wage and Hour Division, published a Final Rule amending the regulations for the Family and Medical Leave Act of 1993 (FMLA).

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United States: SEC Issues Guidance On Broker-Dealer Registration Exemption In Title II If The JOBS Act - Andrews Kurth LLP

The staff of the Securities and Exchange Commission’s Division of Trading and Markets recently issued frequently asked questions providing guidance about the broker-dealer registration exemption.

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Found more than 1 month ago on channel Mondaq