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United States: Does The SEC Like Social Media? Understanding The Application Of Regulation FD To Social Media - Venable LLP

The SEC seldom releases an investigation report under Rule 21(a) of the Exchange Act, but when it does, the information is usually important for all public companies.

act application exchange information investigation llp regulations sec seldom states united venable

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United States: Two Recent SEC No Action Letters Establish Standards For Crowdsourcing Online Platforms Limited To "Accredited Investors" To Avoid Registration As A Broker-Dealer - Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.

In two recent no action letters, the Securities and Exchange Commission granted no action relief for two venture capital online funding platforms, allowing them to avoid registering as broker-dealers under the Securities Exchange Act of 1934 even though their affiliates will receive some compensation in the form of a carried interest.

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United States: SEC Provides Regulation FD Social Media Guidance - Mayer Brown

The U.S. Securities and Exchange Commission issued a Report of Investigation pursuant to Section 21(a) of the Securities Exchange Act of 1934, providing guidance under Regulation FD on the use of social media to disclose material, non-public information.

act brown commission exchange guidance information investigation mayer regulations sec section securities states united

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Switzerland: Revision Of Swiss Stock Exchange Law And Corporate Governance Rules - Walder Wyss Ltd

In September 2012, the Swiss Parliament passed the draft bill for a revised Swiss Federal Act on Stock Exchanges and Securities Trading.

act exchange federal governance parliament revisions securities swiss switzerland walder wyss

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United States: SEC's Division Of Trading And Markets Releases FAQs Regarding Rule 15a-6 And Foreign Broker-Dealers - Holland & Knight

Rule 15a-6 under the Securities Exchange Act of 1934 provides conditional exemptions from broker-dealer registration for foreign broker-dealers that engage in certain specified activities involving U.S. investors.

act activity division exchange exemption faqs holland knight registration sec securities states united

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United States: Does The SEC Like Social Media? Understanding The Application Of Regulation FD To Social Media - Venable LLP

The SEC seldom releases an investigation report under Rule 21(a) of the Exchange Act, but when it does, the information is usually important for all public companies.

United States: Two Recent SEC No Action Letters Establish Standards For Crowdsourcing Online Platforms Limited To "Accredited Investors" To Avoid Registration As A Broker-Dealer - Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.

United States: SEC Provides Regulation FD Social Media Guidance - Mayer Brown

The U.S. Securities and Exchange Commission issued a Report of Investigation pursuant to Section 21(a) of the Securities Exchange Act of 1934, providing guidance under Regulation FD on the use of social media to disclose material, non-public information.

Switzerland: Revision Of Swiss Stock Exchange Law And Corporate Governance Rules - Walder Wyss Ltd

In September 2012, the Swiss Parliament passed the draft bill for a revised Swiss Federal Act on Stock Exchanges and Securities Trading.

United States: SEC's Division Of Trading And Markets Releases FAQs Regarding Rule 15a-6 And Foreign Broker-Dealers - Holland & Knight

Rule 15a-6 under the Securities Exchange Act of 1934 provides conditional exemptions from broker-dealer registration for foreign broker-dealers that engage in certain specified activities involving U.S. investors.

tibidy-business.com

Cross-read the freshest news on business and global market places.

United States: Does The SEC Like Social Media? Understanding The Application Of Regulation FD To Social Media - Venable LLP

The SEC seldom releases an investigation report under Rule 21(a) of the Exchange Act, but when it does, the information is usually important for all public companies.

United States: Two Recent SEC No Action Letters Establish Standards For Crowdsourcing Online Platforms Limited To "Accredited Investors" To Avoid Registration As A Broker-Dealer - Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.

United States: SEC Provides Regulation FD Social Media Guidance - Mayer Brown

The U.S. Securities and Exchange Commission issued a Report of Investigation pursuant to Section 21(a) of the Securities Exchange Act of 1934, providing guidance under Regulation FD on the use of social media to disclose material, non-public information.

Switzerland: Revision Of Swiss Stock Exchange Law And Corporate Governance Rules - Walder Wyss Ltd

In September 2012, the Swiss Parliament passed the draft bill for a revised Swiss Federal Act on Stock Exchanges and Securities Trading.

United States: SEC's Division Of Trading And Markets Releases FAQs Regarding Rule 15a-6 And Foreign Broker-Dealers - Holland & Knight

Rule 15a-6 under the Securities Exchange Act of 1934 provides conditional exemptions from broker-dealer registration for foreign broker-dealers that engage in certain specified activities involving U.S. investors.

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