United States: Two Recent SEC No Action Letters Establish Standards For Crowdsourcing Online Platforms Limited To "Accredited Investors" To Avoid Registration As A Broker-Dealer - Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
In two recent no action letters, the Securities and Exchange Commission granted no action relief for two venture capital online funding platforms, allowing them to avoid registering as broker-dealers under the Securities Exchange Act of 1934 even though their affiliates will receive some compensation in the form of a carried interest.
act
action
cohn
commission
compensation
exchange
ferris
glovsky
levin
limited
mintz
popeo
registration
sec
securities
states
united
Found more than 1 month ago on channel
Mondaq
United States: Department Of Justice And Securities And Exchange Commission Issue Highly Anticipated Foreign Corrupt Practice Act Guidance - Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
On November 14th, the U.S. Department of Justice (DOJ) and U.S. Securities and Exchange Commission (SEC) jointly published "A Resource Guide to the U.S. Foreign Corrupt Practices Act" (the "Guide"), their long-awaited and highly anticipated guidance on the Foreign Corrupt Practices Act (FCPA).
act
cohn
commission
corrupt
department
doj
exchange
fcpa
ferris
glovsky
guidance
justice
levin
mintz
popeo
practices
sec
securities
states
united
Found more than 1 month ago on channel
Mondaq
United States: DOJ And SEC Issue Highly Anticipated FCPA Guidance - Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
On November 14th, the U.S. Department of Justice ("DOJ") and the U.S. Securities and Exchange Commission ("SEC") published A Resource Guide to the U.S. Foreign Corrupt Practices Act, their long-awaited, highly anticipated guidance on the FCPA.
act
cohn
commission
corrupt
department
doj
exchange
fcpa
ferris
glovsky
guidance
justice
levin
mintz
popeo
practices
sec
securities
states
united
Found more than 1 month ago on channel
Mondaq
United States: SEC Proposes Rules To Allow General Solicitation In Private Offerings Under Rule 506 - Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
As required by Section 201(a) of the Jumpstart Our Business Startups (JOBS) Act, the Securities and Exchange Commission (SEC) has proposed rules under Section 4(a)(2) of the Securities Act of 1933, as amended (the Securities Act), to eliminate the prohibitions on general solicitation and general advertising for certain private placements of securities conducted in accordance with Rule 506 under the Securities Act’s Regulation D.
accordance
act
business
cohn
commission
exchange
ferris
general
glovsky
jumpstart
levin
mintz
placement
popeo
prohibition
proposes
regulations
sec
section
securities
solicitation
startups
states
united
Found more than 1 month ago on channel
Mondaq
United States: SEVP Implementation Of The Accreditation Act - Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
The Student and Exchange Visitor Program has implemented changes that will affect all colleges and universities that offer English language training programs.
accreditation
act
cohn
english
exchange
ferris
glovsky
implementation
levin
mintz
popeo
sevp
states
united
university
Found more than 1 month ago on channel
Mondaq