Ireland: Markets In Financial Instruments Directive ("MiFID")* January 2013 - Matheson
The European Securities and Markets Authority published its "Guidelines on certain aspects of the MiFID suitability requirements" applicable to both national competent authorities and firms providing certain MiFID investment services.
authorities
directive
european
instruments
investment
ireland
matheson
mifid
requirements
securities
service
services
suitability
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United States: The Alternative Investment Fund Managers Directive - A Guide For Managers - Goodwin Procter LLP
During November and December, the UK Financial Services Authority ("FSA"), the European Commission and the European Securities and Markets Authority ("ESMA") all published important documents as part of the implementation of the Alternative Investment Fund Managers Directive ("AIFMD").
aifmd
authorities
commission
directive
documents
esma
european
fsa
goodwin
guide
implementation
investment
llp
procter
securities
service
services
states
united
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United Kingdom: Increased Regulation Likely To Lead To More Outsourcing And/Or Redundancies In The Financial Services Sector - Kemp Little LLP
In the wake of the financial crisis in 2008, the on-going Eurozone crisis and the recent LIBOR scandal, the financial services sector has seen (and will continue to see) increased regulation and scrutiny including the EU Markets in Financial Instruments Directive/regulation II ("MiFID II"), amongst others.
directive
instruments
kemp
kingdom
libor
llp
mifid
redundancy
regulations
service
services
united
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