JPMorgan risk disclosures fell short for regulators: documents
NEW YORK - For months after JPMorgan Chase & Co executives first admitted that they had wrongly brushed off questions about the "London Whale" derivatives losses, officials at the U.S. Securities and Exchange Commission pressed the company to disclose more to investors about risks it was taking.
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Found 1 month ago on channel
Reuters
SEC approves JPMorgan's plan for copper ETF
The Securities and Exchange Commission has approved JPMorgan Chase & Co's controversial plan to launch an exchange-traded fund physically backed by copper, it said on Monday.
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Found more than 1 month ago on channel
Reuters
Mary Schapiro Stepping Down as SEC Chair
(WASHINGTON) — Mary Schapiro will step down as chairman of the Securities and Exchange Commission next month after a tumultuous tenure in which she helped lead the U.S. government’s regulatory response to the 2008 financial crisis. President Barack Obama designated Elisse Walter, an SEC commissioner, to replace Schapiro. Schapiro will leave Dec. 14, the SEC said Monday. She was appointed by Obama in the midst of the worst financial crisis since the Great Depression. She took over after the agency failed to detect the Bernard Madoff Ponzi scheme. (MORE: Obama Selects Three Financial Regulators) Schapiro is credited with helping reshape the SEC after it was accused of failing to detect reckless investments by many of Wall Street’s largest financial institutions before the crisis. And she led an agency that brought civil charges against the nation’s largest banks. But critics argued that she failed to act aggressively to charge leading individuals at those banks who may have contributed ...
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SEC drops lawsuit against executive in financial crisis case
The U.S. Securities and Exchange Commission has dropped its civil lawsuit against a former executive of GSC Capital Corp who was accused of negligence for helping mislead investors on a JPMorgan Chase & Co mortgage-bond deal.
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Found more than 1 month ago on channel
Reuters
JPMorgan executives won't be charged in securities sale probes: WSJ
The U.S. Securities and Exchange Commission (SEC) does not intend to charge any JPMorgan Chase & Co executives in two investigations relating to the allegedly fraudulent sale of mortgage-backed securities, the Wall Street Journal reported.
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Found more than 1 month ago on channel
Reuters