United States: The SEC Provides Guidance On The Use Of Social Media For Public Company Disclosure - Proskauer Rose LLP
On April 2, 2013, the Securities and Exchange Commission issued a "report of investigation" that provides important guidance for companies that wish to use social media outlets, such as Facebook and Twitter, to publicly disclose corporate developments.
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Found 1 month ago on channel
Mondaq
United States: SEC and CFTC Mandate Strict Identity Theft Prevention Compliance - Day Pitney LLP
On April 10, the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) (together, the Commissions) jointly adopted rules and guidelines that require certain entities subject to their enforcement authorities to develop compliance programs to protect investors from identity theft.
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Found 1 month ago on channel
Mondaq
United States: The SEC Finally Embraces Social Media As An Acceptable Channel Of Communication For Regulation FD Purposes - Milbank, Tweed, Hadley & McCloy LLP
Seeking to encourage issuers to use new forms of communication that enhance the flow of information to the investing public, the Securities and Exchange Commission issued a press release and related report to clarify that social media, such as Facebook and Twitter, can be considered acceptable channels of communication for purposes of complying with Regulation Fair Disclosure.
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Found 1 month ago on channel
Mondaq
United States: Foreign Traders Beware: Trading In US Markets Will Expose You To US Insider Trading Laws - Duane Morris LLP
On March 29, 2013, the Securities and Exchange Commission (SEC) announced the settlement of what appeared to be a routine insider trading case involving two traders.
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Found 1 month ago on channel
Mondaq
Former Arthur Levitt adviser eyed for possible U.S. SEC post: sources
WASHINGTON/NEW YORK - Securities and Exchange Commission Chairman Mary Jo White is eyeing a former adviser to ex-SEC Chairman Arthur Levitt as a potential contender for a key post in the division that oversees financial markets, three people familiar with the matter told Reuters.
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Found 1 month ago on channel
Reuters