United Kingdom: Weekly Financial Services Regulatory Update - Week To 22.03.13 - Clyde & Co
A summary of the new developments as reported by the FSA, the UKLA, the Upper Tribunal, the Financial Ombudsman Service and the London Stock Exchange.
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Ex-KPMG Partner Hit with Civil, Criminal Charges
(LOS ANGELES) — It has shades of a Hollywood crime story. An accountant and a jeweler are longtime friends and golf partners. But then the down-on-his-luck jeweler convinces the accountant to pass along private information about clients, and uses the insider information to play the stock market and win big. Bags of cash swap hands in alleys. Then the feds get wind of the scam. The jeweler turns state’s witness and amid a spiral of wire taps and surveillance photos, the men’s reputations unravel and their mea culpas play out on a very public stage. On Thursday, federal prosecutors and the Securities and Exchange Commission filed criminal and civil charges against fired KPMG accounting partner Scott London for conspiracy to commit securities fraud through insider trading. The 24-page criminal affidavit alleges that London, 50, provided confidential information about KPMG audit clients Herbalife Ltd., Skechers USA Inc., Uggs maker Deckers Outdoor Corp., RSC Holdings and Pacific Capital ...
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US Charges Ex-KPMG Partner with Insider Trading
(LOS ANGELES) — The Los Angeles U.S. attorney’s office and the Securities Exchange Commission have filed criminal and civil insider trading charges against a former KPMG partner and his close friend. Fifty-year-old Scott London of Agoura Hills, Calif., was charged Thursday with one count of conspiracy to commit securities fraud in the criminal complaint. Prosecutors allege that London provided confidential information about KMPG clients to Bryan Shaw over a period of several years. They say Shaw used the information to make illegal trades worth more than $1 million. MORE: Can the Federal Government Really Deter Insider Trading?
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United Kingdom: Weekly Financial Services Update - Week To 01.03.13 - Clyde & Co
A list of summaries of new developments as reported by the FSA, the UKLA, the Upper Tribunal, the Financial Ombudsman Service and the London Stock Exchange over the past week, with links to the full documents where these are available.
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Isle of Man: Isle Of Man Signs Tax Agreements With Channel Islands - Dougherty Quinn
As part of the Isle of Man Government’s ongoing programme of signing Double Taxation Agreements (DTAs) and Tax Information Exchange Agreements (TIEAs), Treasury Minister Eddie Teare MHK signed DTAs with Jersey and Guernsey in London on 24 January 2013.
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